Analyst, Investment Compliance

Why work for us?

A career at Janus Henderson is more than a job, it’s about investing in a brighter future together. 

Our Mission at Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. We will do this by protecting and growing our core business, amplifying our strengths and diversifying where we have the right.

Our Values are key to driving our success, and are at the heart of everything we do:

Clients Come First - Always | Execution Supersedes Intention | Together We Win | Diversity Improves Results | Truth Builds Trust

If our mission, values, and purpose align with your own, we would love to hear from you!

Your opportunity 

As the Investment Compliance Analyst, you will be responsible for assisting with and performing critical functions of the Investment Compliance group. Responsibilities include being focused on monitoring pre- and post-trade compliance with federal and state regulatory requirements, operating policies, and fund/client-imposed investment limitations with a focus on equity, fixed income, and derivative products. This individual will have the opportunity to build trust, form relationships, and provide daily support to the Portfolio Management teams, Trading, and Operations staff. You will use your problem-solving skills to effectively monitor and improve the Investment Compliance framework. 

You will:

• Assist in providing support to Investments, Trading and Trade Operations regarding daily compliance exceptions and resolution.
• Conduct, research and use problem solving skills to determine root cause of daily compliance exceptions.
• Perform detailed reviews and/or complex calculations to confirm compliance with investment guidelines, regulatory restrictions, and/or ad-hoc requests.
• Identify and communicate potential compliance issues and recommend corrective action where necessary.
• Assist in preparing compliance reports to support ongoing compliance monitoring and testing as well as to provide documentation and information to management.
• Partner with global counterparts to ensure appropriate regional coverage for pre-trade as well as find opportunities for global consistency.
• Carry out additional duties as assigned.

What to expect when you join our firm

• Hybrid working and reasonable accommodations
• Generous Holiday policies
• Paid volunteer time to step away from your desk and into the community
• Support to grow through professional development courses, tuition/qualification reimbursement and more
• Maternal/paternal leave benefits and family services
• Complimentary subscription to Headspace – the mindfulness app
• Corporate membership to ClassPass and other health and well-being benefits
• Unique employee events and programs including a 14er challenge
• Complimentary beverages, snacks and all employee Happy Hours

Must have skills

• Bachelor's degree and relevant industry experience required.
• Intermediate computer skills, including Microsoft Excel.
• Strong analytical and problem-solving skills, attention to detail and ability to exercise balanced judgment and decision making under pressure required.
• Familiarity with equity and fixed income securities and derivatives products required.
• Proactive and highly self-motivated, possessing strong written and verbal communication skills, with the ability to communicate effectively at all levels, influence and maintain relationships, and manage client expectations and competing priorities.
• Knowledge of fund management processes, instruments, products, and funds.
• Good planning, prioritization, and organizational skills.

Nice to have skills

• High energy, positive attitude, enthusiastic, professional, with a strong work ethic and willingness to engage senior team members when appropriate.
• Some experience within asset management across a broad range of products and investment management fields is preferred.
• Experience with Microsoft SQL, Visual Basic, Charles River, Aladdin and/or Bloomberg a plus.
• Understanding of current and proposed regulatory requirements impacting the Funds Management industry a plus.

Supervisory responsibilities

• No

Potential for growth

• Mentoring
• Leadership development programs
• Regular training
• Career development services
• Continuing education courses

Compensation information 

The base salary range for this position is $65,000-$75,000. This range is estimated for this role. Actual pay may be different. This position will be open through April 17, 2026.

Colorado law requires an estimated closing date for job postings. Please don't be discouraged from applying if you see this date has passed.

At Janus Henderson Investors we’re committed to an inclusive and supportive environment. We believe diversity improves results and we welcome applications from candidates from all backgrounds. Don’t worry if you don’t think you tick every box, we still want to hear from you! We understand everyone has different commitments and while we can’t accommodate every flexible working request, we’re happy to be asked about work flexibility and our hybrid working environment. If you need any reasonable accommodations during our recruitment process, please get in touch and let us know at recruiter@janushenderson.com.

#LI-CH2 #LI-Hybrid

Annual Bonus Opportunity: Position may be eligible to receive an annual discretionary bonus award from the profit pool. The profit pool is funded based on Company profits. Individual bonuses are determined based on Company, department, team and individual performance. 

Benefits: Janus Henderson is committed to offering a comprehensive total rewards package to eligible employees that includes; competitive compensation, pension/retirement plans, and various health, wellbeing and lifestyle benefits. To learn more about our offerings please visit the Why Join Us section on the career page here.

Janus Henderson Investors is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or veteran status. All applications are subject to background checks.

Janus Henderson (including its subsidiaries) will not maintain existing or sponsor new industry registrations or licenses where not supported by an employee’s job functions (as determined by Janus Henderson at its sole discretion).

You should be willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political contributions and political activities. Applicants’ past political contributions or activity may impact applicants’ eligibility for this position.

You will be expected to understand the regulatory obligations of the firm, and abide by the regulated entity requirements and JHI policies applicable for your role.